Independent Broker Dealer List Part – III

Tags

, ,

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

Melinda Smith, is the Firm’s Marketing Manager. 

Financial Advisor Placement Services also has several recruiters working on their team:

Lucian Hodgman, National Consultant

Jonathan Betts, National Consultant

Dan Carney, National Consultant

Eileen Forman, National Consultant

Shawn and his wife Melinda, live in the coastal town of Ipswich, MA with their three sons.  When Shawn isn’t coaching baseball, basketball, and football, he enjoy spending time with family at their lake house in Fryeburg, Maine.

Financial Advisor Placement Services is the Premier Placement firm in our industry!

Financial Advisor Placement Services was founded in 2009 by Shawn Smith to meet the needs of the financial advisor who is considering a move to an Independent Broker Dealer.  We work as the broker’s “agent” to help the advisor find the firm to meet their professional requirements in order to best serve  their clients.   Financial Advisor Placement Services will sift through the many National, Regional and Independent broker dealers, and RIA firms, and help the advisor to answer the questions which accompany a firm change.  We have developed many relationships with the decision makers at the firms we represent .

We will help you select the best Broker-Dealer for your practice by identifying:  the appropriate size, culture, product set, clearing platform, technology and back office support for your practice.  We will then negotiate the best deal possible for you, as we have leverage with the firms that we represent.

Our sole focus is on placing finanical advisors with a new Broker-Dealer or with RIA firms.  We do not get involved with recruiting people to other industries or positions, like many of our competitors.  We feel that the function of providing financial advice is very important, so we pride ourselves in exclusively serving this market segment.   We will give you the personal and professional attention that you need in a confidential manner.

We have also sell broker dealers, and financial practices.  Advisors wishing to either retire or leave the business contact us to help them sell their practice.  We have a vast broker dealer network to sell into, and we use our close contacts to bring buyers “to the table”.

Please contact us to further discuss these services.

For more details on our products and services, please feel free to visit us at Broker dealer, Broker dealers & Broker dealer search

Independent Broker Dealer List Part – II

Tags

, ,

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

Financial Advisor Placement Services (FAPS) places only Financial Advisors.  While other competitor firms work with other financial professionals, we feel that our sole focus makes us the best in the  industry.   While other placement firms will “hand off” the advisor to another junior recruiter, everyone who does business with FAPS with work with Shawn Smith, our Founder.  It is because of this personal attention, and expertise in this field, that advisors like doing business with us.

Since we work with over 70 select broker dealers, we have a vast network of partner firms, which allow us to place advisors and brokers throughout the United States.  We speak to advisors every day, from every state in the country.  While this gives us the opportunity to introduce local firms to you.  With today’s technology, you can join any broker dealer no matter how far away they are. In 2014, we placed more advisors in CA than we did in our home state of MA!

A Great Success Story

The advisors we work with love our process, and it works.  We just received a call from a lady advisor in Oklahoma who we placed a y4ear ago.  She just called to thank us for a job well done.  She had a registration challenge and a year ago, she was about to exit the business because she was so discouraged in her search.  Once we spoke to her, we were able to find her several options.  She decided to join a firm in FL and she broke away from her independent group and set up her own practice for the first time ever.  In the beginning there were many challenges setting up her own office, setting up a high profile website, as well as moving her book of business.  In the end, she called us to say that she was elated that she set up her own practice in 201 and that it was her best year as an advisor ever! And she has been in the business 29 years.  It is stories like these that make us excited to help advisors succeed every day!

For more details on our products and services, please feel free to visit us at Changing broker dealers, Independent broker dealer list & Independent broker dealer payouts

Independent Broker Dealer List Part – I

Tags

, ,

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

Selling Broker Dealers and Books of Business

Since we have been in business, we have been getting calls from advisors who want to either buy or sell a book of business.  With the aging of today’s financial advisor, the average age of the advisor is 58 years old.  In this aging population, it only makes sense that some advisors will want to retire.  Seeing this demand, we have accomodated these requests and have begun to help advisors sell their books and we have also helped smaller broker dealers sell their firms.

With a vast network of qualified buyers, we are able to “create a market” for the financial advisor and company owner to market their assets.  Unlike other competitor firms, that simply send “blast emails” out to a wide area of financial advisors to get buyers, we use our personal relationships to provide qualfied buyers in a confidential manner with broker dealers who will financially stand behind the buyer.  We always have the buyer and seller sign a non-disclosure agreement so that everything is kept confidential.  We find that this is the best way to do business.

Financial Advisor Placement Services is the premier financial advisor placement firm, that specializes in representing only financial advisors.  There is no cost to the Advisor!

The reason why advisors go with us is because of our industry relationships, knowledge and high touch professional service.  Most of our advisors thank us for helping them find a new broker dealer, and we tell them that we are just doing our job, which is helping advisors succeed!

Many Wall Street brokerages and independent broker dealers are undergoing tremendous change.  The wirehouses continue to cut payouts and increase account minimums, while multiple mergers are consolidating the independent broker dealer landscape.  The DOL’s Fiduciary Standard has created uneasiness in the industry.   Many of the Insurance owned broker dealers are increasing production requirements and forcing proprietary sales.  FINRA has become more over-bearing with increased rules and regulations.   Improved technology and wealth management platforms are improving the independent broker-dealer model.

Financial Advisors who want to change firms, usually don’t have the background, knowledge, or time to have numerous discussions with many broker dealers.  Your decision to find your next broker dealer is an important one. You will want your next broker dealer to fit your practice, and that’s where we add value-in sorting through all of the firms and identifying the ones to fit your needs and personality.

We work closely with many broker dealers, where we know the key decision makers well.  We will familiarize you with these firms so that you can understand their culture, products, platforms, and introduce you to their key executives.  We will act as your “agent” to negotiate the best deal possible.

For more details on our products and services, please feel free to visit us at Independent broker dealer, Independent broker dealers & Independent broker dealer firms

Broker Dealer or RIA Part – II

Tags

, ,

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

Financial Advisor Placement Services is the Premier Placement firm in our industry!

Financial Advisor Placement Services was founded in 2009 by Shawn Smith to meet the needs of the financial advisor who is considering a move to an Independent Broker Dealer.  We work as the broker’s “agent” to help the advisor find the firm to meet their professional requirements in order to best serve  their clients.   Financial Advisor Placement Services will sift through the many National, Regional and Independent broker dealers, and RIA firms, and help the advisor to answer the questions which accompany a firm change.  We have developed many relationships with the decision makers at the firms we represent .

We will help you select the best Broker-Dealer for your practice by identifying:  the appropriate size, culture, product set, clearing platform, technology and back office support for your practice.  We will then negotiate the best deal possible for you, as we have leverage with the firms that we represent.

Our sole focus is on placing finanical advisors with a new Broker-Dealer or with RIA firms.  We do not get involved with recruiting people to other industries or positions, like many of our competitors.  We feel that the function of providing financial advice is very important, so we pride ourselves in exclusively serving this market segment.   We will give you the personal and professional attention that you need in a confidential manner.

We have also sell broker dealers, and financial practices.  Advisors wishing to either retire or leave the business contact us to help them sell their practice.  We have a vast broker dealer network to sell into, and we use our close contacts to bring buyers “to the table”.

Please contact us to further discuss these services.

For more details on our products and services, please feel free to visit us at Changing broker dealers, Independent broker dealer list & Independent broker dealer payouts

Broker Dealer or RIA Part – I

Tags

, ,

Financial Advisor Placement Services is the premier financial advisor placement firm, that specializes in representing only financial advisors.  There is no cost to the Advisor!

The reason why advisors go with us is because of our industry relationships, knowledge and high touch professional service.  Most of our advisors thank us for helping them find a new broker dealer, and we tell them that we are just doing our job, which is helping advisors succeed!

Many Wall Street brokerages and independent broker dealers are undergoing tremendous change.  The wirehouses continue to cut payouts and increase account minimums, while multiple mergers are consolidating the independent broker dealer landscape.  The DOL’s Fiduciary Standard has created uneasiness in the industry.   Many of the Insurance owned broker dealers are increasing production requirements and forcing proprietary sales.  FINRA has become more over-bearing with increased rules and regulations.   Improved technology and wealth management platforms are improving the independent broker-dealer model.

Financial Advisors who want to change firms, usually don’t have the background, knowledge, or time to have numerous discussions with many broker dealers.  Your decision to find your next broker dealer is an important one. You will want your next broker dealer to fit your practice, and that’s where we add value-in sorting through all of the firms and identifying the ones to fit your needs and personality.

We work closely with many broker dealers, where we know the key decision makers well.  We will familiarize you with these firms so that you can understand their culture, products, platforms, and introduce you to their key executives.  We will act as your “agent” to negotiate the best deal possible.

No matter how much or type of business you do, we want to work for you!  Many of our competitors only focus on the large producers, we want to work with financial advisors of all backgrounds, product mixes and production levels.

Broker Dealer or RIA?

We work with several Registered Investment Advisors where you can join their firms, if you want to go that route.  You can either “plug into” and existing RIA or we also work with consultants who will help you start your own.

Domestic or International Broker Dealers:We represent broker dealers who work with both domestic as well as international clients.  We have placed financial advisors who have financial practices outside of the United States.

Small, Mid or Large Broker Dealers:

We represent small and mid-sized Independent broker dealers as well as larger national firms and also work with many firms that offer high payouts with low cost.  We represent boutique firms that specialize in certain product sets.  Clearing firms include: Pershing, National Financial, First Clearing, Raymond James,  RBC, Wedbush, Southwest, Sterne Agee, TD Ameritrade, Schwab, and Core.  We also work with some regional and national firms which are self-clearing such as Linsco Private Ledger, and Janney Montgomery Scott.

Whether you are looking for an independent,  wirehouse, regional broker dealer, a selective broker dealer with high production requirements, a small broker dealer with low production requirements or the independent broker dealer with the highest payout or lowest ticket charges, or high transition compensation, we can help you find your new home.  After you tell us what is important to you and your clients, we will do the “screens” to fine you the best fit possible.

We represent both full service broker dealers as well as specialist firms that focus on certain product sets.    Some advisors are concerned with firms with high costs and production requirements.  We do business with firms that satisfy all of these problems, and have worked with them for years to “grow” their firms.   We have leverage with the firms that we represent, so we can get you the best offer available.   Let us do the due diligence and negotiations for you.

For more details on our products and services, please feel free to visit us at Independent broker dealer, Independent broker dealers & Independent broker dealer firms

Advisors Changing Broker Dealers Part –III

Tags

, ,

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

Since we have been in business, we have been getting calls from advisors who want to either buy or sell a book of business.  With the aging of today’s financial advisor, the average age of the advisor is 58 years old.  In this aging population, it only makes sense that some advisors will want to retire.  Seeing this demand, we have accomodated these requests and have begun to help advisors sell their books and we have also helped smaller broker dealers sell their firms.

With a vast network of qualified buyers, we are able to “create a market” for the financial advisor and company owner to market their assets.  Unlike other competitor firms, that simply send “blast emails” out to a wide area of financial advisors to get buyers, we use our personal relationships to provide qualfied buyers in a confidential manner with broker dealers who will financially stand behind the buyer.  We always have the buyer and seller sign a non-disclosure agreement so that everything is kept confidential.  We find that this is the best way to do business.

Financial Advisor Placement Services (FAPS) places only Financial Advisors.  While other competitor firms work with other financial professionals, we feel that our sole focus makes us the best in the  industry.   While other placement firms will “hand off” the advisor to another junior recruiter, everyone who does business with FAPS with work with Shawn Smith, our Founder.  It is because of this personal attention, and expertise in this field, that advisors like doing business with us.

Since we work with over 70 select broker dealers, we have a vast network of partner firms, which allow us to place advisors and brokers throughout the United States.  We speak to advisors every day, from every state in the country.  While this gives us the opportunity to introduce local firms to you.  With today’s technology, you can join any broker dealer no matter how far away they are. In 2014, we placed more advisors in CA than we did in our home state of MA!

A Great Success Story

The advisors we work with love our process, and it works.  We just received a call from a lady advisor in Oklahoma who we placed a y4ear ago.  She just called to thank us for a job well done.  She had a registration challenge and a year ago, she was about to exit the business because she was so discouraged in her search.  Once we spoke to her, we were able to find her several options.  She decided to join a firm in FL and she broke away from her independent group and set up her own practice for the first time ever.  In the beginning there were many challenges setting up her own office, setting up a high profile website, as well as moving her book of business.  In the end, she called us to say that she was elated that she set up her own practice in 201 and that it was her best year as an advisor ever! And she has been in the business 29 years.  It is stories like these that make us excited to help advisors succeed every day!

For more details on our products and services, please feel free to visit us at Broker dealers, Broker dealer & Broker dealer search

Advisors Changing Broker Dealers Part –II

Tags

,

Our Process

We will find you the best broker dealer that matches your needs.  Financial Advisor Placement Services helps financial advisors sift through all of the options and questions involved in switching firms.  We are experts in the broker dealer market.  The people at Financial Advisor Placement Services have been working with and developing relationships with independent, regional and national broker dealers since 2007.  We understand the clearing platforms and product offerings and understand the firm’s philosophy, so that we find the best broker dealer to suit your needs.

Our initial conversation will have one goal:  to learn about your practice, your clients, and your requirements in a new broker dealer.  We will start with our list of over 70 quality broker dealers.  We will then create a short list of broker dealers to recommend for your consideration.  Based on your initial feedback, we will then have initial, confidential conversations with these firms to see if there may be a good fit.  Then next step is to arrange phone conversations with these broker dealers.  We then narrow the list down to a hand full of firms and set up face to face meetings either at the home office or near the candidate’s location, whatever is most convenient for the candidate.  With the firms that are of most interest, we will work with the firms to get competitive offers together and present them to the candidate.

We will work with you every step of the way as your  “agent” to work through the firm information, schedule calls and meetings, and give you advice on which offers may be more attractive.  Whenever possible we would like to attend the meetings with you so that we can represent you as best as possible.  We will do a “pros and cons” analysis or help you spreadsheet the value that each firm can bring to your practice.

Once the decision is made on which firm to go with, we get you engaged with that firm’s transition team, to ensure a smooth transition.  Our goal is to make this transition as painless as possible.  In some cases, the broker dealer will place people in your office to assist you in moving your client accounts. Shawn K. Smith is the Principal of Financial Advisor Placement Services and founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

For more details on our products and services, please feel free to visit us at Changing broker dealers, Independent broker dealer & Independent broker dealers

Advisors Changing Broker Dealers Part -I

Tags

, ,

Financial Advisors who want to change firms, usually don’t have the background, knowledge, or time to have numerous discussions with many broker dealers.  Your decision to find your next broker dealer is an important one. You will want your next broker dealer to fit your practice, and that’s where we add value-in sorting through all of the firms and identifying the ones to fit your needs and personality.

We work closely with many broker dealers, where we know the key decision makers well.  We will familiarize you with these firms so that you can understand their culture, products, platforms, and introduce you to their key executives.  We will act as your “agent” to negotiate the best deal possible.

No matter how much or type of business you do, we want to work for you!  Many of our competitors only focus on the large producers, we want to work with financial advisors of all backgrounds, product mixes and production levels.

Broker Dealer or RIA?

We work with several Registered Investment Advisors where you can join their firms, if you want to go that route.  You can either “plug into” and existing RIA or we also work with consultants who will help you start your own.

Domestic or International Broker Dealers:We represent broker dealers who work with both domestic as well as international clients.  We have placed financial advisors who have financial practices outside of the United States.

Small, Mid or Large Broker Dealers:

We represent small and mid-sized Independent broker dealers as well as larger national firms and also work with many firms that offer high payouts with low cost.  We represent boutique firms that specialize in certain product sets.  Clearing firms include: Pershing, National Financial, First Clearing, Raymond James,  RBC, Wedbush, Southwest, Sterne Agee, TD Ameritrade, Schwab, and Core.  We also work with some regional and national firms which are self-clearing such as Linsco Private Ledger, and Janney Montgomery Scott.

Whether you are looking for an independent,  wirehouse, regional broker dealer, a selective broker dealer with high production requirements, a small broker dealer with low production requirements or the independent broker dealer with the highest payout or lowest ticket charges, or high transition compensation, we can help you find your new home.  After you tell us what is important to you and your clients, we will do the “screens” to fine you the best fit possible.

We represent both full service broker dealers as well as specialist firms that focus on certain product sets.    Some advisors are concerned with firms with high costs and production requirements.  We do business with firms that satisfy all of these problems, and have worked with them for years to “grow” their firms.   We have leverage with the firms that we represent, so we can get you the best offer available.   Let us do the due diligence and negotiations for you.

DOL Friendly Broker Dealers:

We represent broker dealers who will go out of their way to support the financial advisor and to acccomodate both commission and fee-based products within retirement accounts.  They understand that the advisor needs extra support during the chaos caused by the new DOL standards.

OSJ Producer Groups:

We are successful at placing OSJ Producer Groups, in order to find the best packages available in a competitive environment.  Confidentiality is crucial during this process.

Broker Dealer Sales & Financial Practice Sales:

We act as consultants to sell broker dealers, or advisor financial practices.   We have a vast network to market private sales.  We work with broker dealers who want to sell their firms or simply outsource their back office functions.

The firms that we represent pay our fee, so contact us for a confidential conversation.

We look forward to your call!

For more details on our products and services, please feel free to visit us at Independent broker dealer payouts, Independent broker dealer list & Independent broker dealer firms

Independent Broker Dealers No Minimum Production Part – III

Tags

, ,

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

Financial Advisor Placement Services (FAPS) places only Financial Advisors.  While other competitor firms work with other financial professionals, we feel that our sole focus makes us the best in the  industry.   While other placement firms will “hand off” the advisor to another junior recruiter, everyone who does business with FAPS with work with Shawn Smith, our Founder.  It is because of this personal attention, and expertise in this field, that advisors like doing business with us.

Since we work with over 70 select broker dealers, we have a vast network of partner firms, which allow us to place advisors and brokers throughout the United States.  We speak to advisors every day, from every state in the country.  While this gives us the opportunity to introduce local firms to you.  With today’s technology, you can join any broker dealer no matter how far away they are. In 2014, we placed more advisors in CA than we did in our home state of MA!

A Great Success Story

The advisors we work with love our process, and it works.  We just received a call from a lady advisor in Oklahoma who we placed a y4ear ago.  She just called to thank us for a job well done.  She had a registration challenge and a year ago, she was about to exit the business because she was so discouraged in her search.  Once we spoke to her, we were able to find her several options.  She decided to join a firm in FL and she broke away from her independent group and set up her own practice for the first time ever.  In the beginning there were many challenges setting up her own office, setting up a high profile website, as well as moving her book of business.  In the end, she called us to say that she was elated that she set up her own practice in 201 and that it was her best year as an advisor ever! And she has been in the business 29 years.  It is stories like these that make us excited to help advisors succeed every day!

For more details on our products and services, please feel free to visit us at Independent broker dealer list, Securities broker dealers & Independent broker dealer payouts

Independent Broker Dealers No Minimum Production Part – II

Tags

,

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  Prior to founding Financial Advisor Placement Services, he worked at Ameriprise Financial as the Recruiting Manager for the Northeast.  Before Ameriprise, Shawn worked as a Vice President of Sales at Sun Life Financial, in Wellesley, MA.  Shawn was Assistant Vice President of Sales for Pioneer Investments in Boston and a Wholesaler at North American Funds in Boston in the late 1990’s.  Shawn holds an MBA, from Bentley University and a BA in Economics from Princeton University.

Financial Advisor Placement Services is the Premier Placement firm in our industry

Financial Advisor Placement Services was founded in 2009 by Shawn Smith to meet the needs of the financial advisor who is considering a move to an Independent Broker Dealer.  We work as the broker’s “agent” to help the advisor find the firm to meet their professional requirements in order to best serve  their clients.   Financial Advisor Placement Services will sift through the many National, Regional and Independent broker dealers, and RIA firms, and help the advisor to answer the questions which accompany a firm change.  We have developed many relationships with the decision makers at the firms we represent .

We will help you select the best Broker-Dealer for your practice by identifying:  the appropriate size, culture, product set, clearing platform, technology and back office support for your practice.  We will then negotiate the best deal possible for you, as we have leverage with the firms that we represent.

Our sole focus is on placing finanical advisors with a new Broker-Dealer or with RIA firms.  We do not get involved with recruiting people to other industries or positions, like many of our competitors.  We feel that the function of providing financial advice is very important, so we pride ourselves in exclusively serving this market segment.   We will give you the personal and professional attention that you need in a confidential manner.

We have also sell broker dealers, and financial practices.  Advisors wishing to either retire or leave the business contact us to help them sell their practice.  We have a vast broker dealer network to sell into, and we use our close contacts to bring buyers “to the table”.

Please contact us to further discuss these services.

For more details on our products and services, please feel free to visit us at Independent broker dealer firms, Broker dealer search & Changing broker dealers